← Back to Home

PIE Funds & Dividend Investing in New Zealand

What are PIE Funds?

Portfolio Investment Entities (PIE) are a special type of investment vehicle in New Zealand designed to provide tax advantages for investors. PIE funds can hold dividend-paying stocks and other investments while offering preferential tax treatment.

Key Benefit: PIE funds apply a Prescribed Investor Rate (PIR) that may be lower than your marginal tax rate, potentially saving you money on dividend income.

PIE Tax Rates (PIR)

Taxable IncomePIR Rate
$0 - $14,00010.5%
$14,001 - $48,00017.5%
$48,001+28%

PIE Funds vs. Direct Share Ownership

PIE Fund Benefits

  • ✓ Capped tax rate at 28%
  • ✓ No tax on capital gains (in most cases)
  • ✓ Professional management
  • ✓ Simplified tax reporting
  • ✓ Diversification

Direct Shares Benefits

  • ✓ Full imputation credit benefits
  • ✓ Direct control over holdings
  • ✓ Lower ongoing fees
  • ✓ Voting rights in companies
  • ✓ Choose specific dividend stocks

Who Benefits Most from PIE Funds?

High Earners Save the Most

If you earn over $180,000 (39% tax bracket), PIE funds cap your investment tax at 28% - saving you 11% on your dividend income compared to direct shareholding.

Example: $10,000 dividend income

  • • Direct shares (39% tax): You pay $3,900 in tax
  • • PIE fund (28% cap): You pay $2,800 in tax
  • Savings: $1,100 per year!

Popular NZ PIE Fund Providers

Major NZ fund managers offer PIE-structured dividend funds:

Smartshares ETFs (PIE)

NZX-listed PIE funds including the Smartshares NZ Dividend ETF (DIV). Low fees, easy to trade like shares, focus on high-yielding NZ companies.

Typical Fees: 0.50-0.70% p.a. | Min Investment: Price of 1 unit (~$1-2)

Fisher Funds

Offers actively managed PIE funds with exposure to NZ and Australian dividend stocks. Known for strong research and stock selection.

Typical Fees: 1.00-1.50% p.a. | Min Investment: Usually $1,000-5,000

ANZ Investments

Range of PIE funds including conservative and growth options. Large provider with comprehensive fund offerings.

Typical Fees: 0.80-1.30% p.a. | Min Investment: $1,000-2,500

Milford Asset Management

Premium actively-managed PIE funds focusing on quality dividend-paying companies across NZ and Australia.

Typical Fees: 1.20-1.60% p.a. | Min Investment: $5,000-10,000

Simplicity

Low-cost provider with competitive PIE fund fees. Good for cost-conscious investors wanting passive exposure.

Typical Fees: 0.31-0.60% p.a. | Min Investment: $1,000

Tax Comparison: PIE vs Direct Shares

Income LevelMarginal RatePIR RateAdvantage
$0-14,00010.5%10.5%Equal (but PIE simpler)
$14,001-48,00017.5%17.5%Equal (but PIE simpler)
$48,001-70,00030%28%PIE saves 2%
$70,001-180,00033%28%PIE saves 5%
$180,000+39%28%PIE saves 11%!

Important: While PIE funds cap tax at 28%, direct shareholding offers full imputation credit benefits which can result in tax refunds for lower-income earners. Always calculate both options for your situation.

Should You Choose PIE Funds for Dividends?

Consider PIE funds if you:

  • Are in the top tax bracket (39%)
  • Want professional portfolio management
  • Prefer simplified tax reporting
  • Have a smaller portfolio to start with
  • Want automatic diversification

Consider direct dividend stocks if you:

  • Want to maximize imputation credit benefits
  • Prefer direct control over investments
  • Can build a diversified portfolio yourself
  • Want to minimize ongoing fees
  • Have time to research individual stocks

Explore NZ Dividend Stocks

Whether you choose PIE funds or direct investing, research the underlying dividend stocks to make informed decisions.

Official Resources & Further Reading

Frequently Asked Questions

Do PIE funds receive imputation credits?

Yes, PIE funds that invest in NZ dividend-paying stocks receive imputation credits, which reduce the tax payable by the fund. However, individual investors don't directly receive these credits like they would with direct share ownership.

How do I choose the right PIR rate?

Your PIR is based on your taxable income over the previous two years. Check with your fund provider or IRD to ensure you're using the correct rate to avoid over or underpaying tax.

Can I hold PIE funds in a retirement account?

Yes, many KiwiSaver funds are structured as PIEs. You can also hold PIE funds outside of KiwiSaver for additional retirement savings with tax advantages.